Report serious incidents to market surveillance authorities
Download: JSON · MarkdownUnder EU AI Act, Article 73
What this label means
- Verified
- — a named reviewer opened the official source and confirmed the record; the date and the reviewer are shown.
- Pending review
- — linked to the official source and in the queue for a reviewer to confirm.
- Source-linked
- — linked to the official source, not yet confirmed by a reviewer.
On this page 9 sections
In brief
Report serious incidents to market surveillance authorities is a legal requirement under the EU AI Act in the European Union (Article 73). It applies from 2 December 2027. The record carries 2 evidence examples and mappings to 2 frameworks. In practice: Add AI serious-incident criteria and time limits to your existing incident-response playbook.
- Instrument
- EU AI Act
- Jurisdiction
- European Union
- Nature
- Legal requirement
- Source reference
- Article 73
- Applies from
- 2 December 2027
- Who it binds
- Provider / developer, Deployer / user organisation
- Evidence examples
- 2
- Framework mappings
- ISO/IEC 42001:2023, NIST AI Risk Management Framework 1.0
- Controls that meet it
- 2
- Official source
- Open official text
- Verification
- Pending review · source-linked
What does it require?
Providers of high-risk AI systems must report serious incidents to the market-surveillance authority of the Member State where the incident occurred, immediately after establishing a causal link (or reasonable likelihood) and no later than 15 days after becoming aware, with shorter limits for the most serious cases such as widespread infringements or death. Deployers must inform the provider and authorities when they identify a serious incident.
Practical action
Add AI serious-incident criteria and time limits to your existing incident-response playbook.
Who does it apply to?
Providers and deployers of high-risk AI systems.
- Sectors
- Cross-sector / all sectors
Applies from:
Which controls meet this duty?
Satisfies: the control, operated properly, does the work the duty asks for. Supports: it contributes but the duty needs more. Each control page lists every other duty it serves, so work done once can be counted once.
-
satisfiesProcessIncident coordinator · continuousAI incident management and regulatory reporting
Serves 14 recorded duties · evidence: AI incident response playbook, AI incident record, Incident report to an authority
Serious-incident criteria, causal-link decision and the reporting clock in the playbook.
-
supportsTechnical measureEngineering lead · continuousAutomatic event logging and record retention
Serves 9 recorded duties · evidence: AI system event logs, Log schema and retention standard, Log integrity and retention check
Logs support the investigation and report.
Templates that cover this duty
Generated from the records. Free · no account · links emailed to your work address. This duty is cited in each file with its source reference and a link back here.
- EU AI Act Role and Risk Classifier
Checklist · XLSX · v4
- AI Incident Response Playbook and Log
Procedure · DOCX and XLSX · v3
- EU AI Act Article 50 Transparency Kit
Kit · DOCX and XLSX · v32
- ISO/IEC 42001 Gap Assessment and Statement of Applicability
Assessment · XLSX · v3
What evidence would a reviewer expect?
| Evidence | Type | Notes |
|---|---|---|
| AI incident response procedure | document | |
| Incident log and authority notifications | record |
Framework mappings
Original editorial crosswalks. They cite clause numbers only and reproduce no standard text; confidence reflects how direct the mapping is.
See every European Union duty mapped this way →
| Framework | Reference | Note | Confidence |
|---|---|---|---|
| ISO/IEC 42001:2023 | Clause 10 Improvement; Annex A control on incident handling | Original editorial mapping. | medium |
| NIST AI RMF 1.0 | MANAGE 4.3 | Incident response and communication. | high |
Frequently asked questions
Is this a legal requirement?
Yes. It is a legal requirement under EU AI Act (Article 73).
Who must comply with this obligation?
Providers and deployers of high-risk AI systems.
When does this obligation apply?
It applies from 2 December 2027.
What evidence shows compliance?
A reviewer would expect: AI incident response procedure; Incident log and authority notifications.
Which frameworks map to this obligation?
It is mapped to ISO/IEC 42001:2023 Clause 10 Improvement; Annex A control on incident handling, NIST AI Risk Management Framework 1.0 MANAGE 4.3. These are editorial crosswalks with a stated confidence, not official mappings.
Which controls satisfy this obligation?
AI incident management and regulatory reporting; Automatic event logging and record retention.
What should an organisation do in practice?
Add AI serious-incident criteria and time limits to your existing incident-response playbook.
Cite this record
AIPolicyTracker (2026). “Report serious incidents to market surveillance authorities (EU AI Act)” [AIPT-OBL-0021, not yet verified]. https://aipolicytracker.org/id/AIPT-OBL-0021 (accessed 27 October 2026). Data licensed CC BY 4.0.
Permanent id AIPT-OBL-0021: it never changes or gets reused, and its address keeps working if this page moves.
Cite the official text alongside it: Regulation (EU) 2024/1689 of the European Parliament and of the Council of 13 June 2024 laying down harmonised rules on artificial intelligence, Official Journal of the European Union, https://eur-lex.europa.eu/eli/reg/2024/1689/oj.
BibTeX
@misc{aipolicytracker2026_reportseriousincidentsto,
author = {{AIPolicyTracker}},
title = {{Report serious incidents to market surveillance authorities (EU AI Act)}},
year = {2026},
howpublished = {\url{https://aipolicytracker.org/obligations/eu-ai-act-serious-incident-reporting}},
url = {https://aipolicytracker.org/obligations/eu-ai-act-serious-incident-reporting},
urldate = {2026-10-27},
note = {Data licensed CC BY 4.0. Accessed 27 October 2026}
}
Change history
No change to this record's tracked fields has been recorded since 15 October 2026, when field-level history began.
Similar obligations in other instruments
- Providers must take corrective action and inform the supply chain about non-conforming high-risk AI — EU AI Act, European Union
- Providers of systemic-risk GPAI models must track and report serious incidents to the AI Office — EU AI Act, European Union
- Report critical safety incidents to the Office of Emergency Services — California SB 53, California (United States)
- Implement reasonable security safeguards and notify breaches — India DPDP Act, India
- Developers must notify the Attorney General and deployers of discovered algorithmic discrimination — Colorado AI Act, Colorado (United States)
- Deployers must notify the Attorney General of discovered algorithmic discrimination — Colorado AI Act, Colorado (United States)
Disclaimer: informational only, not legal advice. Verify every claim against the linked official sources and consult a qualified lawyer before acting.