Artificial Intelligence Policy Tracker

AI compliance obligations

Practical requirements extracted from policy instruments, with the source article, the actors they bind, evidence examples and original framework mappings. Legal requirements are marked; everything else is voluntary guidance.

Results

21 of 117 obligations match · Download these as CSV

Legal requirement Accuracy, robustness and cybersecurity European Union

Achieve appropriate accuracy, robustness and cybersecurity

EU AI Act · Article 15

High-risk AI systems must achieve an appropriate level of accuracy, robustness and cybersecurity and perform consistently throughout their lifecycle. Accuracy levels and metrics must be declared in the instructions; systems must be resilient to errors, faults and inconsistencies, address feedback loops in continuously learning systems, and resist attempts to alter use or performance, including data poisoning, model poisoning, adversarial examples and confidentiality attacks.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Conformity assessment and registration European Union

Complete conformity assessment, CE marking and EU database registration

EU AI Act · Articles 43, 47, 48 and 49; Annex VIII

Before placing a high-risk system on the market, providers must complete the applicable conformity assessment (internal control or notified-body assessment depending on the system), draw up an EU declaration of conformity, affix the CE marking, and register the system in the EU database. Deployers that are public authorities must also register their use of Annex III systems.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Governance and accountability European Union

Deployers, distributors and importers must assume provider duties when they rebrand or substantially modify high-risk AI

EU AI Act · Article 25(1) and 25(2)

A distributor, importer, deployer or other third party is treated as the provider of a high-risk AI system, with all Article 16 duties, if it puts its own name or trademark on a system already on the market, makes a substantial modification to a high-risk system that stays high-risk, or changes the intended purpose of a system so that it becomes high-risk. The original provider then ceases to be provider for that system but must cooperate and supply the information and access needed for the new provider to comply.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Governance and accountability European Union

Non-EU providers must appoint an EU authorised representative for high-risk AI

EU AI Act · Article 22

Before making a high-risk AI system available in the Union, a provider established outside the EU must appoint, by written mandate, an authorised representative established in the Union. The representative verifies that the EU declaration of conformity and technical documentation exist and that conformity assessment was done, keeps the provider's contact details and the documentation available for ten years, supplies information to authorities, cooperates with them, and must end the mandate if the provider acts contrary to the Regulation.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Governance and accountability European Union

Providers must meet the full set of provider duties for high-risk AI

EU AI Act · Article 16

Article 16 lists what a provider of a high-risk AI system owes: compliance with the Section 2 requirements, its name and contact details on the system or its documentation, a quality management system, retention of documentation and logs, conformity assessment, an EU declaration of conformity, CE marking, registration, corrective action when needed, cooperation with authorities on request, and accessibility in line with the EU accessibility directives.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Governance and accountability European Union

Providers must supply conformity evidence and log access to authorities on request

EU AI Act · Article 21

On a reasoned request from a national competent authority, a provider of a high-risk AI system must supply all the information and documentation needed to show that the system meets the Section 2 requirements, in a language the authority can readily understand, and must give the authority access to the automatically generated logs it holds. Authorities must treat what they receive as confidential under Article 78.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Human oversight South Korea

Operators of high-impact AI must ensure human management and supervision

AI Basic Act · Article 34(1)

Operators of high-impact AI must ensure that the AI is subject to human management and supervision, so that people remain able to monitor its operation and intervene in or override its outputs where those outputs may affect life, physical safety or fundamental rights.

Verified (a factual check against the official source, not a legal review) Applies from 22 Jan 2026
Legal requirement Incident reporting and handling European Union

Providers must take corrective action and inform the supply chain about non-conforming high-risk AI

EU AI Act · Article 20

A provider that considers, or has reason to consider, that a high-risk system it has placed on the market is not in conformity must immediately correct it, withdraw it, disable it or recall it as appropriate, and inform the distributors, deployers, authorised representative and importers. Where the system presents a risk to health, safety or fundamental rights and the provider becomes aware of that risk, it must immediately investigate the causes together with the reporting deployer and inform the market surveillance authorities and, where relevant, the notified body.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Incident reporting and handling European Union

Report serious incidents to market surveillance authorities

EU AI Act · Article 73

Providers of high-risk AI systems must report serious incidents to the market-surveillance authority of the Member State where the incident occurred, immediately after establishing a causal link (or reasonable likelihood) and no later than 15 days after becoming aware, with shorter limits for the most serious cases such as widespread infringements or death. Deployers must inform the provider and authorities when they identify a serious incident.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Post-market monitoring European Union

Deployers must monitor high-risk AI, suspend use on risk and report serious incidents

EU AI Act · Article 26(5)

Deployers must monitor a high-risk AI system's operation against the provider's instructions and feed observations to the provider under Article 72. If they have reason to think the system as used may present a risk to health, safety or fundamental rights, they must inform the provider or distributor and the market surveillance authority without undue delay and suspend use. On a serious incident, they must immediately inform the provider, then the importer or distributor and the authorities. Financial institutions meet this through their internal governance rules.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Post-market monitoring European Union

Operate a post-market monitoring system

EU AI Act · Article 72

Providers must establish and document a post-market monitoring system proportionate to the nature of the AI technology and its risks, actively and systematically collecting and analysing performance data throughout the system's lifetime, based on a monitoring plan that is part of the technical documentation. The Commission is to adopt a template for the plan.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Quality management system European Union

Operate a quality management system

EU AI Act · Article 17

Providers of high-risk AI systems must put in place a documented quality management system covering regulatory-compliance strategy, design and development procedures, testing and validation, technical specifications and standards, data management, the risk-management system, post-market monitoring, incident reporting, communication with authorities, record keeping, resource management and an accountability framework.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Record keeping and logging European Union

Providers must keep high-risk AI documentation for ten years

EU AI Act · Article 18

For ten years after a high-risk AI system is placed on the market or put into service, the provider must keep at the disposal of national competent authorities the technical documentation, the quality management system documentation, any changes approved by a notified body, the notified body's decisions and other documents, and the EU declaration of conformity. Financial institutions keep these as part of their sector record-keeping.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Record keeping and logging European Union

Providers must retain automatically generated logs under their control

EU AI Act · Article 19

Providers must keep the event logs that a high-risk AI system generates under Article 12, to the extent those logs are within their control, for a period appropriate to the system's intended purpose and in any case for at least six months, unless Union or national law on personal data sets a different period. Financial institutions keep the logs under their sector rules.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement AI risk management European Union

Establish a risk management system for high-risk AI

EU AI Act · Article 9

Providers of high-risk AI systems must establish, implement, document and maintain a continuous, iterative risk-management system across the system's lifecycle: identifying known and reasonably foreseeable risks to health, safety and fundamental rights, estimating and evaluating risks including from reasonably foreseeable misuse, evaluating post-market data, and adopting targeted risk-management measures, with testing before placing on the market.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement AI risk management South Korea

Operators of high-impact AI must establish and operate a risk management plan

AI Basic Act · Article 34(1)

An AI business operator that provides high-impact AI, or a product or service using it, must establish and operate a plan for managing the risks of that AI. High-impact AI is AI used in areas such as energy, drinking water, health care and medical devices, nuclear safety, biometric analysis for criminal investigation, decisions on recruitment or loans, transport, public services and education, where it may materially affect life, safety or fundamental rights.

Verified (a factual check against the official source, not a legal review) Applies from 22 Jan 2026
Legal requirement Technical documentation European Union

Draw up technical documentation before placing a high-risk system on the market

EU AI Act · Article 11 and Annex IV

Technical documentation must be drawn up before a high-risk system is placed on the market or put into service and kept up to date. It must demonstrate compliance with the Section 2 requirements and contain at least the elements in Annex IV, including a general description, development process, monitoring and control, risk-management description, and the applied standards. SMEs may use a simplified form provided by the Commission.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Vendor and supply-chain governance European Union

Providers of high-risk AI must have written agreements with suppliers of components, tools and services

EU AI Act · Article 25(4)

A provider of a high-risk AI system and any third party that supplies AI systems, tools, services, components or processes used in or integrated into it must set out, in a written agreement, the information, capabilities, technical access and other assistance needed for the provider to meet its obligations, based on the generally acknowledged state of the art. Suppliers of free and open-source tools and components other than general-purpose AI models are outside this duty. The AI Office may publish voluntary model terms.

Verified (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Legal requirement Vendor and supply-chain governance European Union

Verify conformity before importing or distributing high-risk AI

EU AI Act · Articles 23 and 24

Importers must verify that the provider completed conformity assessment, drew up technical documentation, affixed CE marking and appointed an authorised representative where required, and must indicate their name and contact details on the system. Distributors must verify CE marking, the declaration of conformity and instructions, and refrain from making non-compliant systems available.

Pending review (a factual check against the official source, not a legal review) Applies from 2 Dec 2027
Voluntary guidance AI risk management United Kingdom

Ensure AI systems are safe, secure and robust throughout their lifecycle

UK AI regulation framework · Principle 1, Part 3

Regulators are asked to ensure AI systems function in a robust, secure and safe way, with risks continually identified, assessed and managed. In practice this is enforced through existing safety, security and data-protection law rather than a new duty.

Source-linked (a factual check against the official source, not a legal review)
Voluntary guidance Safety testing and evaluation United States

Measure and test trustworthiness characteristics (Measure)

NIST AI RMF · MEASURE function

Measure covers selecting metrics and test methods, evaluating validity, safety, security, resilience, explainability, privacy, fairness and bias, and monitoring these over time, including through independent review and red-teaming for generative AI.

Source-linked (a factual check against the official source, not a legal review)

Frequently asked questions

What is an obligation on this site?

A single practical requirement pulled out of an instrument and stated on its own: keep a risk management system, log incidents, document training data, provide human oversight, and so on. Each one cites the article or section it comes from so you can check it against the source.

Does a voluntary obligation have legal force?

No, and every obligation is labelled either a legal requirement or voluntary guidance. Voluntary items still matter in practice, because procurement questionnaires and auditors ask about them, but only the binding ones carry legal consequence.

How do I find the obligations that apply to my organisation?

Filter by jurisdiction, category, actor, sector or use case. The applicability check asks a short set of questions and returns the duties that may reach you. It is an educational screen, not a legal determination, and it says so.

Why do some instruments have no obligations listed?

Because nobody has broken them out yet. Most instruments are recorded at summary level first; obligations are added jurisdiction by jurisdiction. The coverage and open-gaps pages publish exactly what is missing rather than hiding it.