Artificial Intelligence Policy Tracker
Legal requirement Incident reporting and handling European Union Partially applicable

Report serious incidents to market surveillance authorities

Download: JSON · MarkdownUnder EU AI Act, Article 73

Pending review · linked to the official source, waiting for a reviewer to confirm it (a factual check against the official source, not a legal review or legal advice)
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Verification policy and current standing · a factual check, not legal advice.
No change recorded as of 26 Sep 2026 · official source last checked
On this page 9 sections

In brief

Report serious incidents to market surveillance authorities is a legal requirement under the EU AI Act in the European Union (Article 73). It applies from 2 December 2027. The record carries 2 evidence examples and mappings to 2 frameworks. In practice: Add AI serious-incident criteria and time limits to your existing incident-response playbook.

Instrument
EU AI Act
Jurisdiction
European Union
Nature
Legal requirement
Source reference
Article 73
Applies from
2 December 2027
Who it binds
Provider / developer, Deployer / user organisation
Evidence examples
2
Framework mappings
ISO/IEC 42001:2023, NIST AI Risk Management Framework 1.0
Controls that meet it
2
Official source
Open official text
Verification
Pending review · source-linked

What does it require?

Providers of high-risk AI systems must report serious incidents to the market-surveillance authority of the Member State where the incident occurred, immediately after establishing a causal link (or reasonable likelihood) and no later than 15 days after becoming aware, with shorter limits for the most serious cases such as widespread infringements or death. Deployers must inform the provider and authorities when they identify a serious incident.

Practical action

Add AI serious-incident criteria and time limits to your existing incident-response playbook.

Who does it apply to?

Providers and deployers of high-risk AI systems.

Applies from:

Which controls meet this duty?

Satisfies: the control, operated properly, does the work the duty asks for. Supports: it contributes but the duty needs more. Each control page lists every other duty it serves, so work done once can be counted once.

  • satisfiesProcessIncident coordinator · continuous
    AI incident management and regulatory reporting

    Serves 14 recorded duties · evidence: AI incident response playbook, AI incident record, Incident report to an authority

    Serious-incident criteria, causal-link decision and the reporting clock in the playbook.

  • supportsTechnical measureEngineering lead · continuous
    Automatic event logging and record retention

    Serves 9 recorded duties · evidence: AI system event logs, Log schema and retention standard, Log integrity and retention check

    Logs support the investigation and report.

Templates that cover this duty

Generated from the records. Free · no account · links emailed to your work address. This duty is cited in each file with its source reference and a link back here.

All 9 templates that cover it →

What evidence would a reviewer expect?

Evidence examples
EvidenceTypeNotes
AI incident response proceduredocument
Incident log and authority notificationsrecord

Framework mappings

Original editorial crosswalks. They cite clause numbers only and reproduce no standard text; confidence reflects how direct the mapping is.

See every European Union duty mapped this way →

Framework mappings table
FrameworkReferenceNoteConfidence
ISO/IEC 42001:2023Clause 10 Improvement; Annex A control on incident handlingOriginal editorial mapping.medium
NIST AI RMF 1.0MANAGE 4.3Incident response and communication.high

Frequently asked questions

Is this a legal requirement?

Yes. It is a legal requirement under EU AI Act (Article 73).

Who must comply with this obligation?

Providers and deployers of high-risk AI systems.

When does this obligation apply?

It applies from 2 December 2027.

What evidence shows compliance?

A reviewer would expect: AI incident response procedure; Incident log and authority notifications.

Which frameworks map to this obligation?

It is mapped to ISO/IEC 42001:2023 Clause 10 Improvement; Annex A control on incident handling, NIST AI Risk Management Framework 1.0 MANAGE 4.3. These are editorial crosswalks with a stated confidence, not official mappings.

Which controls satisfy this obligation?

AI incident management and regulatory reporting; Automatic event logging and record retention.

What should an organisation do in practice?

Add AI serious-incident criteria and time limits to your existing incident-response playbook.

Cite this record

AIPolicyTracker (2026). “Report serious incidents to market surveillance authorities (EU AI Act)” [AIPT-OBL-0021, not yet verified]. https://aipolicytracker.org/id/AIPT-OBL-0021 (accessed 27 October 2026). Data licensed CC BY 4.0.

Permanent id AIPT-OBL-0021: it never changes or gets reused, and its address keeps working if this page moves.

Cite the official text alongside it: Regulation (EU) 2024/1689 of the European Parliament and of the Council of 13 June 2024 laying down harmonised rules on artificial intelligence, Official Journal of the European Union, https://eur-lex.europa.eu/eli/reg/2024/1689/oj.

BibTeX
@misc{aipolicytracker2026_reportseriousincidentsto,
  author       = {{AIPolicyTracker}},
  title        = {{Report serious incidents to market surveillance authorities (EU AI Act)}},
  year         = {2026},
  howpublished = {\url{https://aipolicytracker.org/obligations/eu-ai-act-serious-incident-reporting}},
  url          = {https://aipolicytracker.org/obligations/eu-ai-act-serious-incident-reporting},
  urldate      = {2026-10-27},
  note         = {Data licensed CC BY 4.0. Accessed 27 October 2026}
}

Change history

No change to this record's tracked fields has been recorded since 15 October 2026, when field-level history began.

Similar obligations in other instruments

Disclaimer: informational only, not legal advice. Verify every claim against the linked official sources and consult a qualified lawyer before acting.